What to Expect
When planning to meet financial goals, you must have a plan. The first thing we will do is figure out your financial goals and a plan to obtain those goals. We will give you an understanding of any risk and set return expectations. We will diversify assets and look at the after-tax and inflation adjustments on your return. Next, we will implement the agreed upon plan. We will then continue to monitor performance and we will meet quarterly to review the plan and make any changes regarding your financial plan. Please contact me for a free consultation: (732) 505-9444
Services Provided
- Financial Management Account
- Tax Preparation
- Tax Advantage Investments
- Asset Management
- Estate Planning
- Retirement Planning
Client Bill of Rights
As our client, you have the right to:
- On-going monitoring and regular reviews of your financial plans, accounts, investments, insurance policies and applicable tax documents.
- Having your calls and emails returned promptly.
- Receive accurate and timely statements of your account.
- Have complicated financial concepts explained in a way any level of investor can understand.
- Never receive a recommendation that has not been thoroughly vetted.
- Be treated with the utmost respect and integrity at all times.
- Receive honest advice and feedback---even if it’s hard to hear.
- A genuine personal relationship that takes your circumstances, values and goals into consideration at all times.
- Trust that your Advisor is knowledgeable, registered and up-to-speed with important changes in the industry that could impact you.
- Be fully informed about all strategic decisions regarding your accounts and have your privacy and information carefully guarded.
As our client, your responsibilities are:
- Fully disclose accurate information about your financial status and investment objectives, including goals and comfort zones.
- Ask any questions you may have about our recommendations and ensure you understand and are comfortable with strategies, investments, risks, costs and fees associated with your accounts.
- Immediately notify us of any changes in your financial situation, major life-events such as divorce, loss of a loved one, loss of a job, etc.
- Read all literature and prospectuses provided to you so that you fully understand our strategies and stay informed about important financial issues and discuss these with your Advisor.
- Let us know if we ever fail to meet your expectations in any way, or you don’t understand or agree with actions we take.